Avp Compliance, Financial Services Vacancy In Profile Search & Selection

Hiring Organization / Company: Profile Search & Selection
Basic Salary: To Be Discussed
Employement Type: Full-Time





Job Details:

A financial institution is looking to hire new headcount in compliance in Singapore. This role will report to the Head of Compliance in HK and will be a standalone role in Singapore. You will be responsbile for the following

  • Provide regulatory advice.
  • Keep abreast of regulatory changes and support the implementation of regulatory changes.
  • Liaise with regulators for compliance inquiries.
  • Perform client KYC/on-boarding reviews and approvals.
  • Perform trade monitoring and surveillance.

Bachelor with 5+ years of experience in global markets/equities advisory compliance role in a bank or brokerage firm. Strong communication and interpersonal skills.

Singapore Employment Agency Licence No: 16S8069

Personal data collected will be used for recruitment purposes only.






Job Location Information:
City: Singapore
State: Singapore
Country: Sg
Location: Singapore

Date Posted: 2021-07-22
Job Listing No# : 53106


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